Filing Details
- Accession Number:
- 0001209191-13-021015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-10 09:01:27
- Reporting Period:
- 2013-04-09
- Filing Date:
- 2013-04-10
- Accepted Time:
- 2013-04-10 09:01:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537445 | Scott Adam Malamed | 4400 Biscayne Blvd., 12Th Floor Miami FL 33137 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-09 | 4,600 | $1.60 | 248,078 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-04-09 | 400 | $1.62 | 248,478 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
