Filing Details
- Accession Number:
- 0001181431-13-021641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-09 20:44:49
- Reporting Period:
- 2013-04-05
- Filing Date:
- 2013-04-09
- Accepted Time:
- 2013-04-09 20:44:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1009829 | Jakks Pacific Inc | JAKK | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954527222 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189020 | Patrick Shiong Soon | 10182 Culver Boulevard Culver City CA 90232 | No | No | Yes | No | |
1560407 | California Capital Z, Llc | 10182 Culver Boulevard Culver City CA 90232 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-05 | 86,028 | $10.30 | 127,070 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-04-08 | 35,363 | $10.40 | 162,433 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 77,189 | $10.52 | 239,622 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-04-09 | 660,000 | $10.43 | 2,851,764 | No | 4 | P | Indirect | See footnote 4 and Remarks below. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See footnote 4 and Remarks below. |
Footnotes
- The price reported in Column 4 is a weighted average price. Dr. Soon-Shiong undertakes to provide to JAKKS Pacific, Inc. (the "Company"), any securityholder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the price at which the shares were purchased.
- The shares reported on this Form 4 as purchased on April 5, 2013 do not include the shares purchased on April 5, 2013 that were reported in the Form 3 filed concurrently with this Form 4.
- Acquired by California Capital Z, LLC ("California Capital") in a private transaction.
- Shares beneficially owned by California Capital.