Filing Details
- Accession Number:
- 0001509432-13-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-09 19:14:00
- Reporting Period:
- 2013-04-04
- Filing Date:
- 2013-04-09
- Accepted Time:
- 2013-04-09 19:14:00
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511892 | A John Amster | C/O Rpx Corporation One Market Plaza, Suite 800 San Francisco CA 94105 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-21 | 11,463 | $0.00 | 1,606,334 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2013-02-28 | 482,546 | $0.00 | 0 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2013-04-04 | 8,600 | $13.65 | 1,597,734 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2013-04-05 | 8,600 | $13.58 | 1,589,134 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By Trust |
No | 5 | G | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 482,546 | Indirect | See Footnote |
Footnotes
- Shares beneficially held by John A. Amster and Colleen Q. Amster, Trustees of The John & Colleen Amster Living Trust dated 3/2/2000 (the "Trust"), includes 124,865 shares previously held by John A. Amster, Trustee of the John A. Amster 2010 Annuity Trust dated December 21, 2010 and 124,865 shares previously held by Colleen Quinn Amster, Trustee of the Colleen Quinn Amster 2010 Annuity Trust dated December 21, 2010, which were distributed to the Trust on February 15, 2013.
- Upon termination of the John A. Amster 2010 Annuity Trust dated December 21, 2010, its Trustee, John A. Amster transferred the remaining 241,273 shares as a gift to JCA, LLC. Upon termination of the Colleen Quinn Amster 2010 Annuity Trust dated December 21, 2010, its Trustee, Colleen Quinn Amster transferred the remaining 241,273 shares as a gift to JCA, LLC.
- The sale reported was effected pursuant to a 10b5-1 trading plan adopted by the Trustees of The John & Colleen Amster Living Trust dated 3/2/2000 on February 28, 2013.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $13.29 to $13.82, inclusive. The reporting person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $13.51 to $13.645, inclusive.
- Shares held by JCA, LLC.