Filing Details
- Accession Number:
- 0001179110-13-006597
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-09 16:49:08
- Reporting Period:
- 2013-04-05
- Filing Date:
- 2013-04-09
- Accepted Time:
- 2013-04-09 16:49:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1448355 | Michelle Stacy | 33 Coffee Lane Waterbury VT 05676 | President, Keurig | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | Acquisiton | 2013-04-05 | 8,000 | $6.20 | 11,655 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2013-04-05 | 8,000 | $52.98 | 3,655 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | GMCR Stock Option | Disposition | 2013-04-05 | 8,000 | $0.00 | 8,000 | $6.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,750 | 2018-11-03 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2012.
- This transaction was executed in multiple trades at prices ranging from $52.95 to $53.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Due to broker error, a transaction pursuant to the reporting person's Rule 10b5-1 trading plan at a sale price of $59.00 per share was missed on April 1, 2013. Pursuant to Section 4 of the reporting person's Rule 10b5-1 trading plan, the broker has credited the reporting person's account to reflect a sale price of $59.00 per share for each of the 8,000 shares sold in the transaction reported on this Form 4.
- The option vests in four equal annual installments, with the first installment vesting on November 3, 2009.
- 1 for 1
Billionaire Hedge Funds
