Filing Details
- Accession Number:
- 0001179110-13-006596
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-09 17:46:56
- Reporting Period:
- 2013-04-05
- Filing Date:
- 2013-04-09
- Accepted Time:
- 2013-04-09 16:46:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 909954 | Green Mountain Coffee Roasters Inc | GMCR | Miscellaneous Food Preparations & Kindred Products (2090) | 030339228 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398612 | J. Lawrence Blanford | 33 Coffee Lane Waterbury VT 05676 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | Acquisiton | 2013-04-05 | 54,000 | $5.24 | 127,449 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2013-04-05 | 54,000 | $53.38 | 73,449 | No | 4 | S | Direct | |
| Gmcr Common Stock | Acquisiton | 2013-04-08 | 4,900 | $5.24 | 78,349 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2013-04-08 | 4,900 | $55.02 | 73,449 | No | 4 | S | Direct | |
| Gmcr Common Stock | Acquisiton | 2013-04-09 | 13,100 | $5.24 | 86,549 | No | 4 | M | Direct | |
| Gmcr Common Stock | Disposition | 2013-04-09 | 13,100 | $55.16 | 73,449 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Gmcr Common Stock | GMCR Stock Option | Disposition | 2013-04-05 | 54,000 | $0.00 | 54,000 | $5.24 |
| Gmcr Common Stock | GMCR Stock Option | Disposition | 2013-04-08 | 4,900 | $0.00 | 4,900 | $5.24 |
| Gmcr Common Stock | GMCR Stock Option | Disposition | 2013-04-09 | 13,100 | $0.00 | 13,100 | $5.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 688,789 | 2015-03-04 | No | 4 | M | Direct | |
| 683,889 | 2015-03-04 | No | 4 | M | Direct | |
| 670,789 | 2015-03-04 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 18, 2013.
- This transaction was executed in multiple trades at prices ranging from $52.86 to $53.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.00 to $55.0733. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $55.00 to $55.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vests in five equal annual installments, with the first installment vesting on May 4, 2008.
- 1 for 1.
Billionaire Hedge Funds
