Filing Details
- Accession Number:
- 0001311241-13-000096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-08 18:10:28
- Reporting Period:
- 2013-04-04
- Filing Date:
- 2013-04-08
- Accepted Time:
- 2013-04-08 18:10:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528626 | E David Lazovsky | Intermolecular, Inc. 3011 North First Street San Jose CA 95134-2004 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2013-04-04 | 4,432 | $9.27 | 3,092,258 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2013-04-05 | 13,040 | $9.20 | 3,079,218 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2013-04-08 | 21,028 | $8.94 | 3,058,190 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 45,882 | Indirect | By Children's Trust |
| Common Stock, $0.001 Par Value | 35,487 | Indirect | By Wife |
| Common Stock, $0.001 Par Value | 189,513 | Indirect | By GRAT |
| Common Stock, $0.001 Par Value | 189,513 | Indirect | By Wife's GRAT |
Footnotes
- The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by Mr. Lazovsky on May 14, 2012.
- The transaction was executed in multiple trades in prices ranging from $9.17 to $9.58, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $9.02 to $9.33, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades in prices ranging from $8.79 to $9.19, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- These shares are held by The Lazovsky 2010 Irrevocable Children's Trust.
- These shares are held by The David E. Lazovsky 2010 Annuity Trust.
- These shares are held by The Juel D. Lazovsky 2010 Annuity Trust.
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