Filing Details
- Accession Number:
- 0001158449-13-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-08 17:12:40
- Reporting Period:
- 2013-04-08
- Filing Date:
- 2013-04-08
- Accepted Time:
- 2013-04-08 17:12:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158449 | Advance Auto Parts Inc | AAP | Retail-Auto & Home Supply Stores (5531) | 542049910 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456533 | A Jill Livesay | Advance Auto Parts, Inc. 5008 Airport Rd Roanoke VA 24012 | Svp, Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-08 | 8,593 | $33.80 | 28,749 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-04-08 | 8,122 | $25.81 | 36,871 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-04-08 | 10,828 | $25.81 | 47,699 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-08 | 18,173 | $81.01 | 29,526 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-04-08 | 9,370 | $80.80 | 20,156 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-04-08 | 8,593 | $0.00 | 8,593 | $33.80 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-04-08 | 8,122 | $0.00 | 8,122 | $25.81 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-04-08 | 10,828 | $0.00 | 10,828 | $25.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-20 | No | 4 | M | Direct | |
| 0 | 2015-11-17 | No | 4 | M | Direct | |
| 0 | 2012-03-01 | 2015-11-17 | No | 4 | M | Direct |
Footnotes
- Represents the exercise by Ms. Livesay of her stock appreciation rights (SARs), as part of Ms. Livesay's investment diversification practice. Following this transaction, Ms. Livesay retains a substantial ownership commitment in beneficially owned stock and vested employee SARs.
- Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of SARs.
- Sales reported were effected pursuant to a Rule 10b-5-1 trading plan previously adopted by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.75 to $80.98. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These shares became exercisable in three approximately equal annual installments beginning on February 20, 2009.
- These shares became exercisable in three approximately equal annual installments beginning November 17, 2009.
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