Home > Insider Trading > Filing (0001209191-13-020617)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1029730	Ladenburg Thalmann Financial Services Inc	LTS	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	650701248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1446157	M Jacqueline Simkin	801 Brickell Ave, Suite 2350 Miami FL 33131		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-04-04	5,000	$1.60	1,018,322	No	4	P	Indirect	Held by The Jacqueline Simkin Revocable Trust as Amended & Restated 12/16/03

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by The Jacqueline Simkin Revocable Trust as Amended & Restated 12/16/03

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	521,318	Indirect	Held by The LTS #2 Grantor Retained Annuity Trust dtd 11/18/11
Common Stock	211,000	Indirect	Held by The Jacqueline Simkin Charitable Remainder Unitrust dtd 09/06/2002

Footnotes

The reporting person is the trustee of the above-listed trust.
The reporting person is a trustee of the above-listed trust and disclaims beneficial ownership except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
The reporting person is a co-trustee of the above-listed trust and disclaims beneficial ownership except to the extent of her pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.