Filing Details
- Accession Number:
- 0001209191-13-020590
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-05 19:36:10
- Reporting Period:
- 2013-04-03
- Filing Date:
- 2013-04-05
- Accepted Time:
- 2013-04-05 19:36:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 861106510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547259 | Guido Schroeder | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | Svp, Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-03 | 55,000 | $9.00 | 95,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-03 | 55,000 | $39.23 | 40,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-04 | 50,000 | $9.00 | 90,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-04 | 50,000 | $39.53 | 40,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-04-05 | 35,000 | $9.00 | 75,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-05 | 35,000 | $39.27 | 40,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-03 | 55,000 | $0.00 | 55,000 | $9.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-04 | 50,000 | $0.00 | 50,000 | $9.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-05 | 35,000 | $0.00 | 35,000 | $9.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 795,000 | 2022-04-03 | No | 4 | M | Direct | |
| 745,000 | 2022-04-03 | No | 4 | M | Direct | |
| 710,000 | 2022-04-03 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 26, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.79 to $39.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.315 to $39.88, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.74 to $40.00, inclusive.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on April 2, 2013 and one forty-eighth of the shares vest monthly thereafter.
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