Filing Details
- Accession Number:
- 0001181431-13-021272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-05 17:18:43
- Reporting Period:
- 2013-04-03
- Filing Date:
- 2013-04-05
- Accepted Time:
- 2013-04-05 17:18:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1400431 | Patheon Inc | PTI | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1517834 | Antonella Mancuso | Viale Gb Stucchi 110 Monza L6 20900 | President, Glbl Commercial Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Restricted Voting Shares | Acquisiton | 2013-04-03 | 49,748 | $3.20 | 49,748 | No | 4 | M | Direct | |
Restricted Voting Shares | Acquisiton | 2013-04-03 | 50,000 | $2.54 | 99,748 | No | 4 | M | Direct | |
Restricted Voting Shares | Acquisiton | 2013-04-03 | 42,000 | $2.55 | 141,748 | No | 4 | M | Direct | |
Restricted Voting Shares | Acquisiton | 2013-04-03 | 45,600 | $2.56 | 187,348 | No | 4 | M | Direct | |
Restricted Voting Shares | Acquisiton | 2013-04-03 | 13,250 | $1.82 | 200,598 | No | 4 | M | Direct | |
Restricted Voting Shares | Disposition | 2013-04-03 | 200,598 | $4.09 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Restricted Voting Shares | Employee Stock Option (right to buy) | Disposition | 2013-04-03 | 49,748 | $0.00 | 49,748 | $3.20 |
Restricted Voting Shares | Employee Stock Option (right to buy) | Disposition | 2013-04-03 | 50,000 | $0.00 | 50,000 | $2.54 |
Restricted Voting Shares | Employee Stock Option (right to buy) | Disposition | 2013-04-03 | 42,000 | $0.00 | 42,000 | $2.55 |
Restricted Voting Shares | Employee Stock Option (right to buy) | Disposition | 2013-04-03 | 45,600 | $0.00 | 45,600 | $2.56 |
Restricted Voting Shares | Employee Stock Option (right to buy) | Disposition | 2013-04-03 | 13,250 | $0.00 | 13,250 | $1.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-01-21 | No | 4 | M | Direct | |
0 | 2016-10-26 | No | 4 | M | Direct | |
28,000 | 2020-03-17 | No | 4 | M | Direct | |
68,400 | 2020-06-15 | No | 4 | M | Direct | |
53,002 | 2020-03-13 | No | 4 | M | Direct |
Footnotes
- The exercise price was converted from C$3.25 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
- The exercise price was converted from C$2.58 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
- The exercise price was converted from C$2.59 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
- The exercise price was converted from C$2.60 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
- The exercise price was converted from C$1.85 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
- The sale price was converted from C$4.15 based on the April 3, 2013 closing rate of exchange of 1.0143 Canadian dollars per U.S. dollars as quoted by Reuters.
- The option vested in three equal annual installments on January 21, 2009, January 21, 2010 and January 21, 2011.
- The option vested in three equal annual installments on October 26, 2010, October 26, 2011 and October 26, 2012.
- The option vests in five equal annual installments on March 17, 2011, March 17, 2012, March 17, 2013, March 17, 2014 and March 17, 2015.
- The option vests in five equal annual installments on June 15, 2011, June 15, 2012, June 15, 2013, June 15, 2014 and June 15, 2015.
- The option vests in five equal annual installments on March 14, 2013, March 14, 2014, March 14, 2015, March 14, 2016 and March 14, 2017.