Filing Details
- Accession Number:
- 0001411207-13-000061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-05 16:09:11
- Reporting Period:
- 2013-04-03
- Filing Date:
- 2013-04-05
- Accepted Time:
- 2013-04-05 16:09:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411207 | Allison Transmission Holdings Inc | ALSN | Motor Vehicle Parts & Accessories (3714) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1543603 | R. Randall Kirk | One Allison Way Indianapolis IN 46222 | Vp, Product Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-03 | 8,334 | $8.44 | 8,334 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-04-03 | 8,334 | $23.38 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-04-03 | 8,334 | $0.00 | 8,334 | $8.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
64,984 | 2017-09-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2012.
- The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $23.3000 to $23.6100. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Form 4s filed for the reporting person on February 5, 2013 and March 5, 2013 incorrectly reported the amount of securities beneficially owned following the reported transactions as 106,650 due to an administrative error. The amount of securities beneficially owned should have been reported as zero, and that amount has been corrected in this Form 4 filing.
- The option vested in five equal annual installments beginning on August 7, 2008.
- Form 4s filed for the reporting person on February 5, 2013 and March 5, 2013 incorrectly reported the number of derivative securities benefically owned following the reported transactions as 53,047 and 44,714, respectively, due to an administrative error. The number of derivative securities benefically owned should have been reported as 81,651 and 73,318, respectively.