Filing Details
- Accession Number:
- 0000006885-13-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-05 13:19:03
- Reporting Period:
- 2013-04-03
- Filing Date:
- 2013-04-05
- Accepted Time:
- 2013-04-05 13:19:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6885 | Stage Stores Inc | SSI | Retail-Family Clothing Stores (5651) | 911826900 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182196 | E Richard Stasyszen | 10201 Main Street Houston TX 77025 | Svp, Finance And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-03 | 3,000 | $9.77 | 20,857 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-04-03 | 6,500 | $22.96 | 27,357 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-03 | 9,500 | $25.98 | 17,857 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-04-03 | 1,625 | $0.00 | 1,625 | $22.96 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-04-03 | 1,625 | $0.00 | 1,625 | $22.96 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-04-03 | 1,625 | $0.00 | 1,625 | $22.96 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-04-03 | 1,625 | $0.00 | 1,625 | $22.96 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-04-03 | 3,000 | $0.00 | 3,000 | $9.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,675 | 2008-03-28 | 2014-03-28 | No | 4 | M | Direct |
| 18,050 | 2009-03-28 | 2014-03-28 | No | 4 | M | Direct |
| 16,425 | 2010-03-28 | 2014-03-28 | No | 4 | M | Direct |
| 14,800 | 2011-03-28 | 2014-03-28 | No | 4 | M | Direct |
| 11,800 | 2013-03-27 | 2016-03-27 | No | 4 | M | Direct |
Footnotes
- This sale was made pursuant to a pre-established, written plan for trading securities pursuant to Rule 10b5-1 adopted by the Securities Exchange Act of 1934.
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