Filing Details

Accession Number:
0001209191-13-020500
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-05 12:32:40
Reporting Period:
2013-04-03
Filing Date:
2013-04-05
Accepted Time:
2013-04-05 12:32:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535031 Tumi Holdings Inc. TUMI Leather & Leather Products (3100) 043799139
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547445 Doughty Hanson & Co Iv Ltd C/O Dhc Limited
45 Pall Mall
London X0 SW1Y 5JG
No No Yes No
1547446 Ltd Dhc 45 Pall Mall
London X0 SW1Y 5JG
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2013-04-03 11,521,000 $21.10 17,123,014 No 4 S Indirect By funds controlled by DHC Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By funds controlled by DHC Limited
Footnotes
  1. Reflects sales of shares in the secondary offering of common stock of Tumi Holdings, Inc. that closed on April 3, 2013.
  2. Includes shares owned by Doughty Hanson & Co IV Limited Partnership Number One, Doughty Hanson & Co IV Limited Partnership Number Two, Doughty Hanson & Co IV Limited Partnership Number Three, Doughty Hanson & Co IV Limited Partnership Number Four, Officers Nominees Limited, Stockwell Fund, L.P., HVB Capital Partners AG and Brederode International s.a.r.l. Each such entity owns or holds shares amounting to less than 10% ownership in the Issuer. (Continued in footnote 3)
  3. (Continued from footnote 2) Doughty Hanson & Co IV Nominees One Limited ("DHC 1"), Doughty Hanson & Co IV Nominees Two Limited ("DHC 2"), Doughty Hanson & Co IV Nominees Three Limited ("DHC 3") and Doughty Hanson & Co IV Nominees Four Limited ("DHC 4") hold shares as bare nominees for four English law limited partnerships: Doughty Hanson & Co IV Limited Partnership Number One, Doughty Hanson & Co IV Limited Partnership Number Two, Doughty Hanson & Co IV Limited Partnership Number Three and Doughty Hanson & Co IV Limited Partnership Number Four, respectively. The common general partner of these four English law limited partnerships is Doughty Hanson & Co IV Limited, which has voting and investment power with respect to the shares held by each such limited partnership and each of DHC 1, DHC 2, DHC 3 and DHC 4. Doughty Hanson & Co IV Limited is wholly owned by DHC Limited.