Filing Details
- Accession Number:
- 0001209191-13-020500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-05 12:32:40
- Reporting Period:
- 2013-04-03
- Filing Date:
- 2013-04-05
- Accepted Time:
- 2013-04-05 12:32:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535031 | Tumi Holdings Inc. | TUMI | Leather & Leather Products (3100) | 043799139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1547445 | Doughty Hanson & Co Iv Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547446 | Ltd Dhc | 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2013-04-03 | 11,521,000 | $21.10 | 17,123,014 | No | 4 | S | Indirect | By funds controlled by DHC Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By funds controlled by DHC Limited |
Footnotes
- Reflects sales of shares in the secondary offering of common stock of Tumi Holdings, Inc. that closed on April 3, 2013.
- Includes shares owned by Doughty Hanson & Co IV Limited Partnership Number One, Doughty Hanson & Co IV Limited Partnership Number Two, Doughty Hanson & Co IV Limited Partnership Number Three, Doughty Hanson & Co IV Limited Partnership Number Four, Officers Nominees Limited, Stockwell Fund, L.P., HVB Capital Partners AG and Brederode International s.a.r.l. Each such entity owns or holds shares amounting to less than 10% ownership in the Issuer. (Continued in footnote 3)
- (Continued from footnote 2) Doughty Hanson & Co IV Nominees One Limited ("DHC 1"), Doughty Hanson & Co IV Nominees Two Limited ("DHC 2"), Doughty Hanson & Co IV Nominees Three Limited ("DHC 3") and Doughty Hanson & Co IV Nominees Four Limited ("DHC 4") hold shares as bare nominees for four English law limited partnerships: Doughty Hanson & Co IV Limited Partnership Number One, Doughty Hanson & Co IV Limited Partnership Number Two, Doughty Hanson & Co IV Limited Partnership Number Three and Doughty Hanson & Co IV Limited Partnership Number Four, respectively. The common general partner of these four English law limited partnerships is Doughty Hanson & Co IV Limited, which has voting and investment power with respect to the shares held by each such limited partnership and each of DHC 1, DHC 2, DHC 3 and DHC 4. Doughty Hanson & Co IV Limited is wholly owned by DHC Limited.