Filing Details
- Accession Number:
- 0001124144-13-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-05 11:42:16
- Reporting Period:
- 2013-04-04
- Filing Date:
- 2013-04-05
- Accepted Time:
- 2013-04-05 11:42:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1106838 | Chanticleer Holdings Inc. | HOTR | Services-Management Consulting Services (8742) | 522102141 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1124144 | D Michael Pruitt | 11220 Elm Lane, Suite 203 Charlotte NC 28277 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-04 | 500 | $1.76 | 35,410 | No | 4 | P | Indirect | By Avenel Financial Group, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Avenel Financial Group, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 169,251 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $5.00 | 2012-08-03 | 2017-06-21 | 1,500 | 1,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-06-21 | 1,500 | 1,500 | Direct |
Footnotes
- This number excludes 383,880 shares of Class A and B Warrants subject to a 9.9% limitation.