Filing Details
- Accession Number:
- 0001140361-13-015710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-04 19:45:28
- Reporting Period:
- 2013-04-02
- Filing Date:
- 2013-04-04
- Accepted Time:
- 2013-04-04 19:45:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1492832 | Equal Energy Ltd. | EQU | Crude Petroleum & Natural Gas (1311) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566111 | Charles Donald Klapko | C/O Equal Energy Ltd. Suite 2600, 500 - 4Th Avenue S.w. Calgary A0 T2P 2V6 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-02 | 1,354 | $3.88 | 671,835 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-04-02 | 1,072 | $3.90 | 672,907 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2013-04-02 | 3,158 | $3.89 | 676,065 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Dividend Equivalent Rights | Acquisiton | 2013-04-02 | 2,815 | $0.00 | 2,815 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,815 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,500 | Indirect | RRSP - Maureen Klapko |
| Common Stock | 7,500 | Indirect | RRSP - Donald Klapko |
Footnotes
- Purchases made pursuant to the Equal Energy Ltd. Savings Plan dated August 13, 2009.
- Expressed in Canadian dollars.
- The dividend equivalent rights accrued on unvested shares of restricted stock pursuant to the company's Restricted Share and Performance Share Incentive Plan (2010) and are issuable upon issuance of the reporting person's restricted stock.
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