Filing Details
- Accession Number:
- 0001209191-13-020409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-04 16:45:56
- Reporting Period:
- 2013-04-02
- Filing Date:
- 2013-04-04
- Accepted Time:
- 2013-04-04 16:45:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1418135 | Dr Pepper Snapple Group Inc. | DPS | Beverages (2080) | 753258232 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189832 | M Martin Ellen | 5301 Legacy Drive Plano TX 75024 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-02 | 14,797 | $0.00 | 14,797 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2013-04-02 | 1,279 | $0.00 | 16,076 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2013-04-02 | 25,894 | $0.00 | 41,970 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2013-04-02 | 2,238 | $0.00 | 44,208 | No | 4 | J | Direct | |
Common Stock | Disposition | 2013-04-02 | 16,721 | $0.00 | 27,487 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-04-02 | 11,353 | $46.69 | 16,134 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-04-04 | 16,134 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2013-04-04 | 16,134 | $0.00 | 50,000 | No | 4 | J | Indirect | By Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Limited Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock | Disposition | 2013-04-02 | 14,797 | $0.00 | 14,797 | $0.00 |
Common Stock | Restricted Stock | Disposition | 2013-04-02 | 25,894 | $0.00 | 25,894 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,594 | No | 4 | J | Direct | ||
0 | No | 4 | J | Direct |
Footnotes
- Restricted stock units ("RSUs") reflected in Table II were granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vested on April 1, 2013 and settled on April 2, 2013, with one share being issued for each RSU and the shares issued being reflected in Table I.
- These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 14,797 RSUs that vested on April 1, 2013 and settled on April 2, 2013.
- These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 25,894 RSUs that vested on April 1, 2013 and settled on April 2, 2013.
- Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs that vested on April 1, 2013 and settled on April 2, 2013 and are being reported in this Form 4.
- The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $46.59-$46.79. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
- On 4/2/2013 the reporting person transferred 16,134 shares beneficially owned by reporting person to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.