Filing Details

Accession Number:
0001209191-13-020409
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-04 16:45:56
Reporting Period:
2013-04-02
Filing Date:
2013-04-04
Accepted Time:
2013-04-04 16:45:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418135 Dr Pepper Snapple Group Inc. DPS Beverages (2080) 753258232
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189832 M Martin Ellen 5301 Legacy Drive
Plano TX 75024
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-02 14,797 $0.00 14,797 No 4 J Direct
Common Stock Acquisiton 2013-04-02 1,279 $0.00 16,076 No 4 J Direct
Common Stock Acquisiton 2013-04-02 25,894 $0.00 41,970 No 4 J Direct
Common Stock Acquisiton 2013-04-02 2,238 $0.00 44,208 No 4 J Direct
Common Stock Disposition 2013-04-02 16,721 $0.00 27,487 No 4 F Direct
Common Stock Disposition 2013-04-02 11,353 $46.69 16,134 No 4 S Direct
Common Stock Disposition 2013-04-04 16,134 $0.00 0 No 4 J Direct
Common Stock Acquisiton 2013-04-04 16,134 $0.00 50,000 No 4 J Indirect By Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Direct
No 4 J Direct
No 4 J Direct
No 4 F Direct
No 4 S Direct
No 4 J Direct
No 4 J Indirect By Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Disposition 2013-04-02 14,797 $0.00 14,797 $0.00
Common Stock Restricted Stock Disposition 2013-04-02 25,894 $0.00 25,894 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,594 No 4 J Direct
0 No 4 J Direct
Footnotes
  1. Restricted stock units ("RSUs") reflected in Table II were granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vested on April 1, 2013 and settled on April 2, 2013, with one share being issued for each RSU and the shares issued being reflected in Table I.
  2. These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 14,797 RSUs that vested on April 1, 2013 and settled on April 2, 2013.
  3. These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the 25,894 RSUs that vested on April 1, 2013 and settled on April 2, 2013.
  4. Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs that vested on April 1, 2013 and settled on April 2, 2013 and are being reported in this Form 4.
  5. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $46.59-$46.79. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. On 4/2/2013 the reporting person transferred 16,134 shares beneficially owned by reporting person to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.