Filing Details
- Accession Number:
- 0001209191-13-020387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-04 14:04:17
- Reporting Period:
- 2012-02-08
- Filing Date:
- 2013-04-04
- Accepted Time:
- 2013-04-04 14:04:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357137 | J Paul Bennett | 201 Sandpointe Avenue Suite 800 Santa Ana CA 92707-6708 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-28 | 32,811 | $12.58 | 96,135 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-28 | 32,811 | $19.15 | 63,344 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Emp Stock Option (Rt. to Buy) | Acquisiton | 2012-02-08 | 22,800 | $20.09 | 22,800 | $20.09 |
Common | Emp Stock Option (Rt. to Buy) | Acquisiton | 2013-02-13 | 23,100 | $19.25 | 23,100 | $19.25 |
Common | Emp Stock Option (Rt. to Buy) | Disposition | 2013-02-28 | 32,811 | $12.58 | 32,811 | $12.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
143,211 | 2012-05-08 | 2022-02-08 | No | 4 | A | Direct |
166,311 | 2013-05-13 | 2023-02-13 | No | 4 | A | Direct |
133,500 | 2013-02-28 | 2013-02-28 | No | 4 | M | Direct |
Footnotes
- Employee Stock Option (Rt to Buy) grant to Reporting Person in accordance with one of Universal Electronics Inc's various Stock Incentive Plans which provides for ratable vesting each quarter for three years after one year following the date of grant or earlier under certain circumstances.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- Number of Derivative Securities beneficially owned following reported transaction has been adjusted to reflect an adjustment for 10,000 options that have expired.