Filing Details
- Accession Number:
- 0001214659-13-001861
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-04-04 10:47:58
- Reporting Period:
- 2013-03-28
- Filing Date:
- 2013-04-04
- Accepted Time:
- 2013-04-04 10:47:58
- Original Submission Date:
- 2013-03-28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99359 | Breeze-Eastern Corp | BZC | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 954062211 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1335689 | Thomas James Vanasek | 1133 Broadway Suite 1609 New York NY 10010 | No | No | No | No | |
| 1567270 | Donnell Patrick Noone | 1133 Broadway Suite 1609 New York NY 10010 | No | No | No | No | |
| 1567511 | Joinville Capital Management, Llc | 1133 Broadway Suite 1609 New York NY 10010 | No | No | No | No | |
| 1567697 | Vn Capital Management, Llc | 1133 Broadway Suite 1609 New York NY 10010 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-28 | 6,944 | $8.25 | 1,006,343 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See Footnote |
Footnotes
- Originally reported as 1,006,883. Reflects the amended Feb 13, 2013 Form 4 filed on April 4, 2013 whereby a purchase of 3,286 shares was incorrectly reported as a purchase of 3,826 shares.
- VN Capital Management, LLC and Joinville Capital Management, LLC are the General Partners for the VN Capital Fund I, LP (the "Fund") which holds 790,661 shares of Common Stock. In addition, pursuant to a management agreement, VN Capital Management, LLC acts as the investment manager for PVF-JD, a Delaware limited partnership, (the "PVF Partnership") and as a result is deemed to beneficially own the 215,682 shares of Common Stock held by the PVF Partnership. Mr Noone and Mr. Vanasek are the Principals and General Partners of VN Capital Management, LLC.
Billionaire Hedge Funds
