Filing Details
- Accession Number:
- 0001562834-13-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-04 10:00:58
- Reporting Period:
- 2012-10-12
- Filing Date:
- 2013-04-04
- Accepted Time:
- 2013-04-04 10:00:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 851169 | Helios Total Return Fund Inc | HTR | () | 132529369 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294561 | P Louis Salvatore | C/O Brookfield Investment Management Inc Brookfield Place, 250 Vesey Street, 15Fl New York NY 10281-1023 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Rights Offering | Disposition | 2012-10-12 | 1 | $0.73 | 3,511 | No | 4 | S | Direct | |
| Rights Offering | Acquisiton | 2012-10-29 | 1,170 | $21.50 | 4,680 | No | 4 | P | Direct | |
| Rights Offering | Acquisiton | 2012-10-29 | 1,871 | $21.50 | 6,552 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Fractional Right Sale
- Filer exercised his full Transferable Rights of Original Holdings.
- Over allotment (subscription) purchase
- Filer did not exercise his Transferable Rights
- Over Subscription
Billionaire Hedge Funds
