Filing Details
- Accession Number:
- 0000950142-13-000766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-03 21:43:44
- Reporting Period:
- 2013-04-01
- Filing Date:
- 2013-04-03
- Accepted Time:
- 2013-04-03 21:43:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1487730 | Spectrum Brands Holdings Inc. | SPB | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 272166630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
109177 | Harbinger Group Inc. | 450 Park Avenue 30Th Floor New York NY 10022 | No | No | Yes | Yes | |
1233569 | Philip Falcone | 450 Park Avenue 30Th Floor New York NY 10022 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2013-04-01 | 9,000 | $55.88 | 29,902,186 | No | 4 | P | Direct | |
Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2013-04-02 | 7,000 | $56.91 | 29,909,186 | No | 4 | P | Direct | |
Common Stock (Par Value $0.01 Per Share) | Acquisiton | 2001-04-03 | 8,000 | $56.70 | 29,917,186 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The Shares are owned by Harbinger Group Inc., which is the Reporting Person, or a wholly owned subsidiary (together "HGI").
- Mr. Philip Falcone is the Chief Executive Officer and Chairman of the Board of Directors of HGI and the portfolio manager of certain controlling persons of HGI. Mr. Falcone does not own any Shares directly; however, as a result of Mr. Falcone's position with HGI and his relationship with HGI's controlling persons, Mr. Falcone may be deemed to beneficially own Shares directly owned by HGI.
- The price shown in Column 4 is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases is $55.68 to $56.13 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.
- The price shown in Column 4 is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases is $56.75 to $57.09 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.
- The price shown in Column 4 is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases is $56.5 to $56.87 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.