Filing Details

Accession Number:
0000950142-13-000766
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-03 21:43:44
Reporting Period:
2013-04-01
Filing Date:
2013-04-03
Accepted Time:
2013-04-03 21:43:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487730 Spectrum Brands Holdings Inc. SPB Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 272166630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
109177 Harbinger Group Inc. 450 Park Avenue
30Th Floor
New York NY 10022
No No Yes Yes
1233569 Philip Falcone 450 Park Avenue
30Th Floor
New York NY 10022
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) Acquisiton 2013-04-01 9,000 $55.88 29,902,186 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2013-04-02 7,000 $56.91 29,909,186 No 4 P Direct
Common Stock (Par Value $0.01 Per Share) Acquisiton 2001-04-03 8,000 $56.70 29,917,186 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The Shares are owned by Harbinger Group Inc., which is the Reporting Person, or a wholly owned subsidiary (together "HGI").
  2. Mr. Philip Falcone is the Chief Executive Officer and Chairman of the Board of Directors of HGI and the portfolio manager of certain controlling persons of HGI. Mr. Falcone does not own any Shares directly; however, as a result of Mr. Falcone's position with HGI and his relationship with HGI's controlling persons, Mr. Falcone may be deemed to beneficially own Shares directly owned by HGI.
  3. The price shown in Column 4 is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases is $55.68 to $56.13 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.
  4. The price shown in Column 4 is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases is $56.75 to $57.09 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.
  5. The price shown in Column 4 is the weighted average purchase price of these Shares on the transaction date. The price range for the purchases is $56.5 to $56.87 per Share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of Shares purchased at each separate price.