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Home > Insider Trading > Filing (0001181431-13-020704)

Filing Details

Accession Number:: 0001181431-13-020704
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-03 18:27:09
Reporting Period:: 2013-04-02

Filing Date:: 2013-04-03
Accepted Time:: 2013-04-03 18:27:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1532961	Nv5 Holdings Inc.	NVEE	Services-Miscellaneous Business Services (7380)	453458017

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1572735	Richard Tong	200 South Park Road Suite 350 Hollywood FL 33021	Exec Vp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-04-02	11,500	$0.00	80,664	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant ( Right to Buy)	Acquisiton	2013-04-02	11,500	$0.00	11,500	$7.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,500	2013-09-27	2018-03-27	No	4	P	Direct

Footnotes

The reported securities are part of a Unit purchased by the reporting person for $6.00 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one share of common stock.