Filing Details
- Accession Number:
- 0001181431-13-020699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-03 18:18:28
- Reporting Period:
- 2013-04-02
- Filing Date:
- 2013-04-03
- Accepted Time:
- 2013-04-03 18:18:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1532961 | Nv5 Holdings Inc. | NVEE | Services-Miscellaneous Business Services (7380) | 453458017 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1316774 | D William Pruitt | 200 South Park Road Suite 350 Hollywood FL 33021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-04-02 | 8,000 | $0.00 | 8,000 | No | 4 | P | Indirect | Pruitt Enterprises, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Pruitt Enterprises, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-04-02 | 8,000 | $0.00 | 8,000 | $7.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,000 | 2013-09-27 | 2018-03-27 | No | 4 | P | Indirect |
Footnotes
- The reported securities are part of a Unit purchased by the reporting person for $6.00 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one share of common stock.
- Mr. Pruitt is the President of Pruitt Ventures, Inc. which is the general partner of Pruitt Enterprises, LP and has voting and dispositive power with respect to these shares. Mr. Pruitt disclaims beneficial ownership except to the extent of any indirect pecuniary interest therein.