Filing Details
- Accession Number:
- 0001523711-13-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-03 17:58:12
- Reporting Period:
- 2013-04-01
- Filing Date:
- 2013-04-03
- Accepted Time:
- 2013-04-03 17:58:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 63276 | Mattel Inc | MAT | Dolls & Stuffed Toys (3942) | 951567322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194281 | Bryan Stockton | Mattel, Inc. 333 Continental Boulevard El Segundo CA 90245 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-04-01 | 100,000 | $16.96 | 220,673 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-04-01 | 100,000 | $43.77 | 120,673 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option - Right to Buy | Disposition | 2013-04-01 | 100,000 | $0.00 | 100,000 | $16.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-12-28 | 2014-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,969 | Indirect | In 401(k) |
Footnotes
- The exercise occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- The sale occurred pursuant to a previously disclosed trading plan designed to comply with Rule 10b5-1.
- This transaction was executed in multiple trades at prices ranging from $43.53 to $43.92. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
- As of April 2, 2013, the reporting person had a balance of $306,755.76 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.
Billionaire Hedge Funds
