Filing Details

Accession Number:
0001181431-13-020685
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-03 17:56:02
Reporting Period:
2013-04-02
Filing Date:
2013-04-03
Accepted Time:
2013-04-03 17:56:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532961 Nv5 Holdings Inc. NVEE Services-Miscellaneous Business Services (7380) 453458017
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078733 C Donald Alford 200 South Park Road
Suite 350
Hollywood FL 33021
Executive Vp Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-02 3,000 $0.00 3,000 No 4 P Indirect Wife's IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Wife's IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2013-04-02 3,000 $0.00 3,000 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,000 2013-09-27 2018-03-27 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 67,177 Direct
Footnotes
  1. The reported securities are part of a Unit purchased by the reporting person for $6.00 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one share of common stock.