Filing Details

Accession Number:
0001397635-13-000002
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-04-03 17:14:33
Reporting Period:
2011-12-31
Filing Date:
2013-04-03
Accepted Time:
2013-04-03 17:14:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
88000 Scotts Liquid Gold Inc SLGD Perfumes, Cosmetics & Other Toilet Preparations (2844) 840920811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386979 M Charles Gillman 15 East 5Th Street-Suite 3200
Tulsa OK 74103
No No Yes No
1386980 F James Adelson 15 East 5Th Street, Suite 3200
Tulsa OK 74103
No No Yes No
1386981 J Stephen Heyman 15 East 5Th Street, Suite 3200
Tulsa OK 74103
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-14 88,000 $0.25 338,608 No 4 S Indirect Boston Avenue Capital LLC
Common Stock Disposition 2011-03-15 23,000 $0.25 338,608 No 4 S Indirect Boston Avenue Capital LLC
Common Stock Disposition 2011-03-18 6,000 $0.26 338,608 No 4 S Indirect Boston Avenue Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Boston Avenue Capital LLC
No 4 S Indirect Boston Avenue Capital LLC
No 4 S Indirect Boston Avenue Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,122,922 Indirect Yorktown Avenue Capital, LLC
Footnotes
  1. Each of Boston Avenue Capital LLC ("Boston") and Yorktown Avenue Capital, LLC ("Yorktown"), directly beneficially owns and has voting and dispositive powers over their respective shares of the reported securities. Stephen J. Heyman and James F. Adelson (as the sole Managers of Boston and Yorktown), and Charles M. Gillman (as the portfolio manager of Boston and Yorktown), have the power to vote or direct the vote of (and the power to dispose or direct the disposition of) any shares of Common Stock beneficially owned by Boston and Yorktown, and may each be deemed to be an indirect owner of the reported securities. Messrs. Heyman, Adelson, and Gillman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.