Filing Details
- Accession Number:
- 0001179110-13-006373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-03 17:00:32
- Reporting Period:
- 2013-04-01
- Filing Date:
- 2013-04-03
- Accepted Time:
- 2013-04-03 17:00:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 795212 | Trans World Entertainment Corp | TWMC | Retail-Record & Prerecorded Tape Stores (5735) | 141541629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187199 | J Bruce Eisenberg | 38 Corporate Circle Albany NY 12203 | Evp Real Estate | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-04-01 | 3,500 | $3.50 | 24,684 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2013-04-01 | 3,500 | $3.74 | 21,184 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2013-04-02 | 9,500 | $3.50 | 30,684 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2013-04-02 | 9,500 | $3.76 | 21,184 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Par Value $.01 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2013-04-01 | 3,500 | $3.50 | 3,500 | $3.50 |
| Common Stock Par Value $.01 Per Share | Employee Stock Options (Right to Buy) | Disposition | 2013-04-02 | 9,500 | $3.50 | 9,500 | $3.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 480,000 | 2007-05-01 | 2013-05-01 | No | 4 | M | Direct |
| 470,500 | 2007-05-01 | 2013-05-01 | No | 4 | M | Direct |
Billionaire Hedge Funds
