Home > Insider Trading > Filing (0001209191-13-020138)

Filing Details

Accession Number:: 0001209191-13-020138
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-03 16:08:14
Reporting Period:: 2013-04-02

Filing Date:: 2013-04-03
Accepted Time:: 2013-04-03 16:08:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
56873	Kroger Co	KR	Retail-Grocery Stores (5411)	310345740

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1186583	J Geoffrey Covert	The Kroger Co. 1014 Vine Street Cincinnati OH 45202	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-04-02	40,000	$17.31	154,247	No	4	M	Direct
Common Stock	Disposition	2013-04-02	40,000	$32.74	114,247	No	4	S	Direct
Common Stock	Acquisiton	2013-04-02	5,000	$15.92	119,247	No	4	M	Direct
Common Stock	Disposition	2013-04-02	5,000	$32.76	114,247	No	4	S	Direct
Common Stock	Acquisiton	2013-04-02	40,000	$16.39	154,247	No	4	M	Direct
Common Stock	Disposition	2013-04-02	40,000	$32.75	114,247	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option	Disposition	2013-04-02	40,000	$0.00	40,000	$17.31
Common Stock	Non-Qualified Stock Option	Disposition	2013-04-02	5,000	$0.00	5,000	$15.92
Common Stock	Non-Qualified Stock Option	Disposition	2013-04-02	40,000	$0.00	40,000	$16.39

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2014-05-06	No	4	M	Direct
2015-04-08	No	4	M	Direct
2015-05-05	No	4	M	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.71 to $32.78, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.755 to $32.762, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.73 to $32.755, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.
These options were granted under an option plan of The Kroger Co. and vest in equal annual installments in whole share amounts over a three-year period, at the rate of one-third per year commencing one year after the date of grant, with the remainder vesting three years from the date of grant.