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Home > Insider Trading > Filing (0001206774-13-001305)

Filing Details

Accession Number:: 0001206774-13-001305
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-04-03 13:35:42
Reporting Period:: 2013-04-01

Filing Date:: 2013-04-03
Accepted Time:: 2013-04-03 13:35:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122342	Alliance Fiber Optic Products Inc	AFOP	Semiconductors & Related Devices (3674)	770554122

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247278	A David Hubbard	C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089	Exec. Vp, Sales And Marketing	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-04-01	10,000	$12.91	50,480	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right to buy)	Acquisiton	2013-04-01	10,000	$4.50	10,000	$4.50

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
60,480	2006-11-01	2015-11-07	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2012. The price reported is the weighted average sale price of sales ranging from $12.86 to $12.99 per share.
The total 50,480 shares of common stock included 15,000 shares restricted stock units ("RSUs") granted to David Hubbard on May 6, 2011, which RSUs vested on May 1, 2013.