Filing Details
- Accession Number:
- 0001127602-13-013066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-02 18:25:03
- Reporting Period:
- 2013-04-01
- Filing Date:
- 2013-04-02
- Accepted Time:
- 2013-04-02 18:25:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466258 | Ingersoll-Rand Plc | IR | Auto Controls For Regulating Residential & Comml Environments (3822) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279505 | W Michael Lamach | C/O Ingersoll-Rand Company 800-E Beaty Street Davidson NC 28036 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2013-04-01 | 25,000 | $33.92 | 275,111 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2013-04-01 | 25,000 | $54.83 | 250,111 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2013-04-01 | 25,000 | $0.00 | 25,000 | $33.92 |
| Ordinary Shares | Phantom Stock Units | Acquisiton | 2013-04-01 | 63 | $54.40 | 63 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2014-02-16 | No | 4 | M | Direct | |
| 16,981 | No | 4 | A | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 2,019 | Indirect | By Plan Trustee |
| Ordinary Shares (Grat) | 13,650 | Indirect | By grantor retained annuity trust |
Footnotes
- Transaction executed pursuant to a Rule10b5-1 Plan adopted by the reporting person on May 30, 2012.
- This transaction was executed in multiple trades ranging from $54.525 to $55.3 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
- The stock option vests in three (3) equal installments beginning on 2/17/2005.
- Reflects acquisition of dividend equivalents paid on Company stock held through Company plans. Dividend equivalents are paid at the same rate and at the same time as dividends are paid to Company shareholders.
- These Phantom Stock Units are to be settled in cash equal to the fair market value of ordinary shares multiplied by the number of phantom stock units held upon the reporting person's termination of employment with the issuer.
- Amount represents an approximate number of shares based on the total market value of the reporting person's Company stock fund units, as reported by the trustee of the Company supplemental compensation plans.
Billionaire Hedge Funds
