Filing Details

Accession Number:
0001179110-13-006053
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-01 14:03:02
Reporting Period:
2013-04-01
Filing Date:
2013-04-01
Accepted Time:
2013-04-01 14:03:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532543 Roi Acquisition Corp. ROIQ Blank Checks (6770) 453414553
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134119 Clinton Group Inc 601 Lexington Avenue
New York NY 10022
No No Yes No
1460154 Ltd Fund Magnolia Clinton C/O Fortis Services (Cayman) Limited
Po Box 2003 Gt
Grand Cayman E9 KY1-1104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-04-01 12,000 $0.01 1,863,000 No 4 S Indirect See Footnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote.
Footnotes
  1. Up to 546,767 of such shares shall be subject to forfeiture as follows: (i) 281,835 of the shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $12.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination, and (ii) 264,932 shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $15.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination.
  2. The securities beneficially owned by Clinton Group, Inc. ("Clinton"), are owned directly by Clinton Magnolia Master Fund, Ltd. ("Magnolia"). Clinton Group is deemed to be the indirect beneficial owner of the securities reported herein by reason of its position as investment manager of Magnolia. Clinton Group disclaims beneficial ownership of any and all such securities in excess of their actual pecuniary interest.