Filing Details
- Accession Number:
- 0001179110-13-006049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-01 14:01:42
- Reporting Period:
- 2013-04-01
- Filing Date:
- 2013-04-01
- Accepted Time:
- 2013-04-01 14:01:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1532543 | Roi Acquisition Corp. | ROIQ | Blank Checks (6770) | 453414553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1566939 | E. George Hall | 601 Lexington Avenue New York NY 10022 | Chief Investment Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-04-01 | 12,000 | $0.01 | 1,863,000 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
Footnotes
- Up to 546,767 of such shares shall be subject to forfeiture as follows: (i) 281,835 of the shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $12.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination, and (ii) 264,932 shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $15.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination.
- By Clinton Mangnolia Master Fund, Ltd., whose investment manager is Clinton Group, Inc., an entity controlled by the Reporting Person.