Filing Details

Accession Number:
0001179110-13-006049
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-04-01 14:01:42
Reporting Period:
2013-04-01
Filing Date:
2013-04-01
Accepted Time:
2013-04-01 14:01:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532543 Roi Acquisition Corp. ROIQ Blank Checks (6770) 453414553
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566939 E. George Hall 601 Lexington Avenue
New York NY 10022
Chief Investment Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-04-01 12,000 $0.01 1,863,000 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Up to 546,767 of such shares shall be subject to forfeiture as follows: (i) 281,835 of the shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $12.50 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination, and (ii) 264,932 shares shall be subject to forfeiture by the holder in the event that the last sales price of the Issuer's stock does not equal or exceed $15.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period within 5 years following the closing of the Issuer's initial business combination.
  2. By Clinton Mangnolia Master Fund, Ltd., whose investment manager is Clinton Group, Inc., an entity controlled by the Reporting Person.