Filing Details
- Accession Number:
- 0001181431-13-019520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-04-01 10:19:59
- Reporting Period:
- 2013-03-28
- Filing Date:
- 2013-04-01
- Accepted Time:
- 2013-04-01 10:19:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235614 | A Peter Burke | 5960 Heisley Road Mentor OH 44060 | Sr. Vp & Chief Tech. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2013-03-28 | 5,000 | $27.44 | 24,444 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2013-03-28 | 5,000 | $41.52 | 19,444 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2013-03-28 | 5,000 | $0.00 | 5,000 | $27.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2014-05-22 | No | 4 | M | Direct |
Footnotes
- These open market sales of a total of 5,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 7, 2012.
- This represents the average sales price of the shares sold. The actual 5 sales prices ranged from $41.500 per share to $41.560 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 5 sales prices.
- 7,450 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,200 on May 20, 2014, 750 on May 31, 2013, 750 on June 2, 2014, 750 on June 1, 2015 and 1,000 on May 30, 2013.
- These options became exercisable as follows: 4,000 on April 22, 2007 and 1,000 on April 22, 2008.
Billionaire Hedge Funds
