Filing Details
- Accession Number:
- 0001209191-13-019067
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-29 18:37:33
- Reporting Period:
- 2013-03-15
- Filing Date:
- 2013-03-29
- Accepted Time:
- 2013-03-29 18:37:33
- Original Submission Date:
- 2013-03-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1316656 | Dresser-Rand Group Inc. | DRC | Engines & Turbines (3510) | 201780492 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453419 | Luciano Mozzato | 10205 Westheimer, Suite 1000 Houston TX 77042 | Exec. Vp, Services Worldwide | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-15 | 2,630 | $0.00 | 15,852 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-15 | 720 | $60.87 | 15,132 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-03-15 | 384 | $60.87 | 14,748 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Vesting of restricted stock unit grant dated 03/15/2012 pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan. This grant resulted from the Company's determination to make the incentive payment for 2011 under the Company's Annual Incentive Plan in the form of restricted stock units that fully vested on the first anniversary of the grant date, rather than in cash.
- The original Form 4, filed with the SEC on behalf of the reporting person on March 18, 2013, erroneously overstated the number of shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units and did not reflect the number of shares sold by the reporting person to the Company to cover the tax withholding in excess of the federal required rate in accordance with the 2008 Stock Incentive Plan. This amendment to the original Form 4 corrects these errors and reflects the corrected amount of securities beneficially owned following each reported transaction.