Filing Details

Accession Number:
0001209191-13-019063
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-03-29 18:35:06
Reporting Period:
2013-02-15
Filing Date:
2013-03-29
Accepted Time:
2013-03-29 18:35:06
Original Submission Date:
2013-02-19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316656 Dresser-Rand Group Inc. DRC Engines & Turbines (3510) 201780492
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230129 E Mark Baldwin C/O Dresser-Rand Company
10205 Westheimer, Suite 1000
Houston TX 77042
Exec. V.p. And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-15 3,588 $0.00 41,612 No 4 M Direct
Common Stock Disposition 2013-02-15 982 $62.19 40,630 No 4 F Direct
Common Stock Disposition 2013-02-15 359 $62.19 40,271 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,495 $0.00 42,766 No 4 M Direct
Common Stock Disposition 2013-02-15 765 $62.19 42,001 No 4 F Direct
Common Stock Disposition 2013-02-15 193 $62.19 41,808 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,126 $0.00 43,934 No 4 M Direct
Common Stock Disposition 2013-02-15 582 $62.19 43,352 No 4 F Direct
Common Stock Acquisiton 2013-02-15 4,011 $0.00 47,363 No 4 A Direct
Common Stock Disposition 2013-02-15 1,098 $62.19 46,265 No 4 F Direct
Common Stock Disposition 2013-02-15 401 $62.19 45,864 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,721 $0.00 48,585 No 4 A Direct
Common Stock Disposition 2013-02-15 745 $62.19 47,840 No 4 F Direct
Common Stock Disposition 2013-02-15 272 $62.19 47,568 No 4 S Direct
Common Stock Acquisiton 2013-02-15 2,113 $0.00 49,681 No 4 A Direct
Common Stock Disposition 2013-02-15 887 $62.19 48,794 No 4 F Direct
Common Stock Disposition 2013-02-16 1,126 $62.19 47,668 No 4 F Direct
Common Stock Disposition 2013-02-16 382 $62.19 47,286 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Vesting of restricted stock unit grant dated 02/15/10 pursuant to the Dresser-Rand Group Inc. 2008 Stock Incentive Plan (the "Plan").
  2. The original Form 4, filed with the SEC on behalf of the reporting person on February 19, 2013, erroneously overstated the number of shares of common stock withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock and restricted stock units and did not reflect the number of shares sold by the reporting person to the Company to cover the tax withholding in excess of the federal required rate in accordance with the 2008 Stock Incentive Plan. This amendment to the original Form 4 corrects these errors and reflects the corrected amount of securities beneficially owned following each reported transaction.
  3. Vesting of restricted stock unit grant dated 02/15/11 pursuant to the Plan.
  4. Vesting of restricted stock unit grant dated 02/15/12 pursuant to the Plan.
  5. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated 03/15/10 pursuant to the Plan.
  6. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated 02/15/11 pursuant to the Plan.
  7. Represents shares issued in settlement of vesting of performance restricted stock unit grant dated 02/15/12 pursuant to the Plan.