Filing Details
- Accession Number:
- 0001229146-13-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-29 16:53:14
- Reporting Period:
- 2013-03-27
- Filing Date:
- 2013-03-29
- Accepted Time:
- 2013-03-29 16:53:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1229146 | Surrey Bancorp | SRYB | State Commercial Banks (6022) | 593772016 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245217 | Ii A Pedro Pequeno | 224 Grace Street Mount Airy NC 27030 | Sr Vp & Chief Lending Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-27 | 180 | $8.25 | 5,581 | No | 4 | P | Indirect | Held in IRA for Mr. Pequeno |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held in IRA for Mr. Pequeno |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,815 | Direct | |
| Common Stock | 6,897 | Indirect | POA over shares |
| Common Stock | 220 | Indirect | Custodian for minor children |
| Common Stock | 189 | Indirect | Held in IRA for wife |
| Common Stock | 5,865 | Indirect | POA over shares |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Surrey Bancorp Common Stock | Common stock option | $12.06 | 2012-05-23 | 2017-05-23 | 9,213 | 1 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-05-23 | 9,213 | 1 | Direct |
Billionaire Hedge Funds
