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Home > Insider Trading > Filing (0001144204-13-018608)

Filing Details

Accession Number:: 0001144204-13-018608
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-29 12:08:32
Reporting Period:: 2013-03-27

Filing Date:: 2013-03-29
Accepted Time:: 2013-03-29 12:08:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1216596	Nortek Inc	NTK	Electric Housewares & Fans (3634)	050314991

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1405168	W Kevin Donnelly	Nortek, Inc. 50 Kennedy Plaza Providence RI US 02903	Sr. Vp Gen Cnsl And Secry	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Disposition	2013-03-27	2,500	$70.39	60,440	No	4	S	Direct
Common	Disposition	2013-03-27	2,500	$70.02	57,940	No	4	S	Direct
Common	Acquisiton	2013-03-27	334	$52.80	58,274	No	4	A	Direct
Common	Acquisiton	2013-03-27	2,097	$34.20	60,371	No	4	A	Direct
Common	Disposition	2013-03-27	1,371	$71.14	59,000	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct
No	4	A	Direct
No	4	F	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Warrants (right to buy)	Disposition	2013-03-27	334	$52.80	334	$52.80
Common	Employee Stock Option (right to buy)	Disposition	2013-03-27	2,097	$34.20	2,097	$34.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-12-17	2014-12-17	No	4	D	Direct
4,196	2013-03-09	2022-03-09	No	4	D	Direct