Filing Details
- Accession Number:
- 0001181431-13-019435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-28 21:35:46
- Reporting Period:
- 2013-03-26
- Filing Date:
- 2013-03-28
- Accepted Time:
- 2013-03-28 21:35:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
900349 | Perry Ellis International Inc | PERY | Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) | 591162998 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1488259 | S Luis Paez | 3000 Nw 107Th Avenue Miami FL 33172 | Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-03-26 | 3,850 | $0.00 | 9,905 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2013-03-26 | 1,524 | $0.00 | 11,429 | No | 4 | A | Direct | |
Common Stock | Disposition | 2013-03-27 | 1,322 | $18.15 | 10,107 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | D | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 60 | Indirect | By daughter |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | $18.19 | 2013-03-19 | 2019-03-18 | 7,369 | 7,369 | Direct |
Common Stock | Stock Appreciation Right | $28.38 | 2012-04-11 | 2018-04-10 | 4,785 | 4,785 | Direct |
Common Stock | Stock Appreciation Right | $24.93 | 2011-04-19 | 2017-04-18 | 5,807 | 5,807 | Direct |
Common Stock | Stock Options | $4.63 | 2010-03-18 | 2019-03-17 | 23,188 | 23,188 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-03-18 | 7,369 | 7,369 | Direct |
2018-04-10 | 4,785 | 4,785 | Direct |
2017-04-18 | 5,807 | 5,807 | Direct |
2019-03-17 | 23,188 | 23,188 | Direct |
Footnotes
- Reflects the forfeiture of restricted stock awarded pursuant to a grant made in October 2008, which was forfeited on March 26, 2013, because the Company did not meet the applicable performance goals.
- Includes (i) 2,678 shares of restricted stock granted in April 2011; and (ii) 4,178 shares of restricted stock granted in March 2012, which in all cases vest up to 100% on the date the Company files its Annual Report on Form 10-K for fiscal 2014 and fiscal 2015, respectively; provided that Mr. Paez is still an employee of the Company on such dates, and the Company has met certain performance criteria. With respect to the grants made in April 2011 and March 2012, Mr. Paez may be entitled to up to an additional 50% of the restricted stock in the event the Company exceeds the performance goals.
- Reflects additional shares awarded pursuant to a grant made in April 2010, which grant vested on March 26, 2013, because the Company exceeded the performance goals tied to the original grant.
- Reflects shares sold to pay taxes associated with the vesting of restricted stock on March 26, 2013.
- Of the shares subject to the stock appreciation right, 2,456 shares are fully vested. The remainder of the shares shall vest and become exercisable as follows: 2,456 shares on March 19, 2014; and 2,457 shares on March 19, 2015.
- Of the shares subject to the stock appreciation right, 1,595 shares are fully vested. The remainder of the shares shall vest and become exercisable in two equal installments of 1,595 shares on April 11, 2013 and April 11, 2014.
- Of the shares subject to the stock appreciation right, 3,871 shares are fully vested. The remaining 1,936 shares shall vest and become exercisable on April 19, 2013.