Filing Details
- Accession Number:
- 0001179110-13-005951
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-28 17:54:55
- Reporting Period:
- 2013-03-26
- Filing Date:
- 2013-03-28
- Accepted Time:
- 2013-03-28 17:54:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 916789 | Helen Of Troy Ltd | HELE | Electric Housewares & Fans (3634) | 742692550 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1261305 | J Richard Oppenheim | 1 Helen Of Troy Plaza El Paso TX 79912 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-26 | 600 | $26.14 | 600 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-26 | 900 | $22.46 | 1,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-03-26 | 400 | $18.80 | 1,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-26 | 1,900 | $38.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-26 | 600 | $26.14 | 600 | $26.14 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-03-26 | 900 | $22.46 | 900 | $22.46 |
| Common Stock | Employee Stock option (Right to Buy) | Disposition | 2013-03-26 | 400 | $18.80 | 400 | $18.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2017-05-15 | No | 4 | M | Direct | |
| 8,100 | 2018-08-19 | No | 4 | M | Direct | |
| 7,700 | 2019-05-15 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in August 2012.
- The price amount is a weighted average.
- The options vest over five years in increments of 10%, 15%, 20%, 25% and 30%.
Billionaire Hedge Funds
