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Filing Details

Accession Number:: 0001225208-13-008604
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-03-28 17:13:17
Reporting Period:: 2013-03-27

Filing Date:: 2013-03-28
Accepted Time:: 2013-03-28 17:13:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
350797	Eaton Vance Corp	EV	Investment Advice (6282)	042718215

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1245652	G Laurie Hylton	Two International Place Eaton Vance Boston MA 02110	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2012-12-20	1,580	$0.00	112,321	No	5	G	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2013-03-27	40,778	$17.09	153,099	No	4	M	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2013-03-27	2,423	$41.26	150,676	No	4	F	Direct
Eaton Vance Corp. Non-Voting Common Stock	Disposition	2013-03-27	23,278	$41.11	127,398	No	4	S	Direct
Eaton Vance Corp. Non-Voting Common Stock	Acquisiton	2012-12-20	1,580	$0.00	6,380	No	5	G	Indirect	By Custodian For Children

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	5	G	Indirect	By Custodian For Children

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	40,778	$0.00	40,778	$21.43
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	35,143	$0.00	35,143	$24.27
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	31,864	$0.00	31,864	$29.39
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	19,672	$0.00	19,672	$47.23
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	10,594	$0.00	10,594	$28.69
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	11,455	$0.00	11,455	$24.46
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	20,861	$0.00	20,861	$28.23
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	11,722	$0.00	11,722	$27.50
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	40,778	$0.00	40,778	$17.09
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Acquisiton	2012-12-14	13,730	$0.00	13,730	$21.46
Eaton Vance Corp. Non-Voting Common Stock	Option (right to buy)	Disposition	2013-03-27	40,778	$0.00	40,778	$17.09

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
40,778	2014-11-01	No	5	A	Direct
35,143	2015-11-01	No	5	A	Direct
31,864	2016-11-01	No	5	A	Direct
19,672	2017-11-01	No	5	A	Direct
10,594	2020-11-01	No	5	A	Direct
11,455	2021-11-01	No	5	A	Direct
20,861	2022-11-01	No	5	A	Direct
11,722	2019-11-02	No	5	A	Direct
40,778	2013-11-03	No	5	A	Direct
13,730	2018-11-03	No	5	A	Direct
0	2013-11-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Voting Trust Receipt	18,623	Direct
Eaton Vance Corp. Common Stock (Voting)	18,623	Indirect	By Voting Trust

Footnotes

Shares were sold to cover cost and tax liability for exercising a NQ stock option.
All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Duncan W. Richardson, Jeffrey P. Beale, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Daniel C. Cataldo, Cynthia J. Clemson, Brian D. Laagstraat, Michael R. Mach, Thomas M. Metzold, Scott H. Page, Walter A. Row, Judith R. Saryan, David M. Stein, and Michael Weilheimer are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
Granted on November 1, 2004 these options vest over a 5 year period at 20% per year.
Granted on November 1, 2005 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2006 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
Granted on November 1, 2007 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
These options were granted on November 1, 2010 and vest over a 5 year period in increments of 10%,15%,20%,25% and 30%.
Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, an 30%.
Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
Granted on November 3, 2003, these options vest over a 5 year period at 20% per year.
Granted on November 3, 2008 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.