Home > Insider Trading > Filing (0001181431-13-019355)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1120193	Nasdaq Omx Group Inc.	NDAQ	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	521165937

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1468651	Eric Noll	One Liberty Plaza New York NY 10006	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2013-03-27	14,642	$32.29	93,613	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$19.50	2019-07-22	72,319	72,319	Direct
Common Stock	Employee Stock Option (Right to Buy)	$19.75	2020-03-04	28,362	28,362	Direct
Common Stock	Employee Stock Option (Right to Buy)	$25.28	2021-03-28	33,995	33,995	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-07-22	72,319	72,319	Direct
2020-03-04	28,362	28,362	Direct
2021-03-28	33,995	33,995	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2013.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $32.37, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Represents (i) 14,194 vested shares of restricted stock and (ii) 79,419 shares underlying PSUs, of which 29,291 are vested.
Options exercisable on July 22, 2013.
Options exercisable on March 4, 2014.
Options exercisable on March 28, 2014.