Filing Details
- Accession Number:
- 0001140361-13-014421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-28 16:24:50
- Reporting Period:
- 2013-03-26
- Filing Date:
- 2013-03-28
- Accepted Time:
- 2013-03-28 16:24:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508751 | Robert Michael Moynihan | 9530 Main Street Clarence NY 14031 | Vice President Of R&D | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-03-26 | 5,000 | $0.83 | 1,033,934 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-27 | 4,500 | $0.89 | 1,029,434 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-03-27 | 500 | $0.91 | 1,028,934 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase | $3.00 | 2011-01-25 | 2016-01-25 | 238,761 | 238,761 | Direct |
| Common Stock | Warrant to Purchase | $1.50 | 2011-01-25 | 2016-01-25 | 4,950 | 4,950 | Direct |
| Common Stock | Warrant to Purchase | $1.00 | 2012-05-15 | 2017-05-15 | 150,000 | 150,000 | Direct |
| Common Stock | Stock Option (right to purchase) | $0.69 | 2012-05-18 | 2022-05-18 | 100,000 | 100,000 | Direct |
| Common Stock | Stock Option (right to purchase) | $0.80 | 2013-02-25 | 2023-02-25 | 75,000 | 75,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-25 | 238,761 | 238,761 | Direct |
| 2016-01-25 | 4,950 | 4,950 | Direct |
| 2017-05-15 | 150,000 | 150,000 | Direct |
| 2022-05-18 | 100,000 | 100,000 | Direct |
| 2023-02-25 | 75,000 | 75,000 | Direct |
Billionaire Hedge Funds
