Filing Details
- Accession Number:
- 0001209191-13-018709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-28 08:14:10
- Reporting Period:
- 2013-03-27
- Filing Date:
- 2013-03-28
- Accepted Time:
- 2013-03-28 08:14:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029730 | Ladenburg Thalmann Financial Services Inc | LTS | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 650701248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1380207 | Saul Gilinski | Capscanada 1893 S.w. Third Street Pompano Beach FL 33069 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-27 | 10,000 | $1.63 | 1,023,600 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |