Filing Details

Accession Number:
0001181431-13-019223
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-27 20:14:22
Reporting Period:
2013-03-25
Filing Date:
2013-03-27
Accepted Time:
2013-03-27 20:14:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1373707 Tetraphase Pharmaceuticals Inc TTPH Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428044 Excel Medical Fund Lp 800 Boylston St.
Suite 2825
Boston MA 02199
No No Yes No
1571999 Excel Medical Ventures, Llc 800 Boylston St.
Suite 2825
Boston MA 02199
No No Yes No
1572066 R. Frederick Blume 800 Boylston St.
Suite 2825
Boston MA 02199
No No Yes No
1572090 Juan Enriquez 800 Boylston St.
Suite 2825
Boston MA 02199
No No Yes No
1572197 Enrico Petrillo 800 Boylston St.
Suite 2825
Boston MA 02199
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-25 972,384 $0.00 972,384 No 4 C Direct
Common Stock Acquisiton 2013-03-25 496,121 $7.00 1,468,505 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Convertible Participating Preferred Stock Disposition 2013-03-25 28,199,144 $0.00 972,384 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. The Series A-1, Series A-2, Series B and Series C Convertible Preferred Stock converted into Common Stock on a 1-for-29 basis upon the closing of the issuer's initial public offering without payment of consideration.
  2. Excel Medical Ventures, LLC is the general partner of Excel Medical Fund, L.P., Frederick R. Blume, Juan Enriquez and Enrico Petrillo are Managing Directors of Excel Medical Ventures, LLC. Excel Medical Ventures, LLC and each of these individuals may be deemed to share voting and dispositive power with respect to all shares held by Excel Medical Fund, L.P. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
  3. Not Applicable