Filing Details
- Accession Number:
- 0001181431-13-019219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-27 20:07:21
- Reporting Period:
- 2013-03-25
- Filing Date:
- 2013-03-27
- Accepted Time:
- 2013-03-27 20:07:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1373707 | Tetraphase Pharmaceuticals Inc | TTPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1296771 | Gordon John Freund | 525 University Ave., Ste 610 Palo Alto CA 94301 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-25 | 72,069 | $0.00 | 82,414 | No | 4 | C | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P |
Common Stock | Acquisiton | 2013-03-25 | 94,003 | $0.00 | 176,417 | No | 4 | C | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P. |
Common Stock | Acquisiton | 2013-03-25 | 393,864 | $0.00 | 570,281 | No | 4 | C | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P. |
Common Stock | Acquisiton | 2013-03-25 | 938,853 | $0.00 | 1,509,134 | No | 4 | C | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P. |
Common Stock | Acquisiton | 2013-03-25 | 681,012 | $7.00 | 2,190,146 | No | 4 | P | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P |
No | 4 | C | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P. |
No | 4 | C | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P. |
No | 4 | C | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P. |
No | 4 | P | Indirect | By Skyline Venture Partners Qualified Purchaser IV L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 2,090,000 | $0.00 | 72,069 | $0.00 |
Common Stock | Series A-2 Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 2,726,086 | $0.00 | 94,003 | $0.00 |
Common Stock | Series B Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 11,422,045 | $0.00 | 393,864 | $0.00 |
Common Stock | Series C Convertible Participating Preferred Stock | Disposition | 2013-03-25 | 27,226,760 | $0.00 | 938,853 | $0.00 |
Common Stock | Non-qualified stock option (right to buy) | Acquisiton | 2013-03-25 | 20,000 | $0.00 | 20,000 | $7.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
20,000 | 2023-03-24 | No | 4 | A | Direct |
Footnotes
- The Series A-1. Series A-2, Series B and Series C Convertible Preferred Stock converted into Common Stock on a 1-for-29 basis upon the closing of the Issuer's initial public offering without payment of consideration.
- Held by Skyline Venture Partners Qualified Purchaser IV L.P. Skyline Venture Management IV, LLC is the General Partner of Skyline Venture Partners Qualified Purchaser IV L.P. John Freund is a Managing Director of Skyline Venture Management IV, LLC. Mr. Freund may be deemed to share voting and dispositive power with respect to all shares held by Skyline Venture Partners Qualified Purchaser IV L.P. Mr. Freund disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.
- Not applicable.
- Vests in equal quarterly installments over a three-year period measured from the date of grant.