Filing Details
- Accession Number:
- 0001209191-13-018689
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-27 19:53:56
- Reporting Period:
- 2013-03-25
- Filing Date:
- 2013-03-27
- Accepted Time:
- 2013-03-27 19:53:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 861106510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547258 | E Thomas Schodorf | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | Svp, Field Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-03-25 | 16,000 | $0.62 | 439,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-25 | 16,000 | $40.00 | 423,381 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-26 | 3,000 | $0.62 | 426,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-26 | 3,000 | $39.49 | 423,381 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-03-27 | 1,000 | $0.62 | 424,381 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-03-27 | 1,000 | $40.00 | 423,381 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-25 | 16,000 | $0.00 | 16,000 | $0.62 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-26 | 3,000 | $0.00 | 3,000 | $0.62 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-03-27 | 1,000 | $0.00 | 1,000 | $0.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 403,087 | 2019-10-21 | No | 4 | M | Direct | |
| 400,087 | 2019-10-21 | No | 4 | M | Direct | |
| 399,087 | 2019-10-21 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 18, 2012.
- The option represents a right to purchase a total of 934,173 shares pursuant to which one-fourth of the shares subject to the option vested on October 5, 2010 and one forty-eighth of the shares vest monthly thereafter.
Billionaire Hedge Funds
