Filing Details
- Accession Number:
- 0001179110-13-005911
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-27 17:58:59
- Reporting Period:
- 2013-03-25
- Filing Date:
- 2013-03-27
- Accepted Time:
- 2013-03-27 17:58:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
868857 | Aecom Technology Corp | ACM | Services-Engineering Services (8711) | 611088522 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1063339 | G Richard Newman | C/O Aecom Technology Corporation 555 S. Flower Street, Suite 3700 Los Angeles CA 90071 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-03-25 | 55,000 | $32.68 | 89,931 | No | 4 | S | Indirect | by C&R Newman Family Foundation |
Common Stock | Disposition | 2013-03-25 | 30,000 | $32.68 | 27,065 | No | 4 | S | Indirect | by R&C Newman Partnership LP |
Common Stock | Disposition | 2013-03-25 | 40,000 | $32.68 | 317,997 | No | 4 | S | Indirect | by R&C Newman Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by C&R Newman Family Foundation |
No | 4 | S | Indirect | by R&C Newman Partnership LP |
No | 4 | S | Indirect | by R&C Newman Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 43,777 | Indirect | by Christine H Newman TTEE U/A DTD 12/15/2010 Christine H Newman 2010 GRAT |
Common Stock | 43,777 | Indirect | by Richard G Newman TTEE U/A DTD 12/15/2010 Richard G Newman 2010 GRAT |
Common Stock | 58,613 | Indirect | by Christine H Newman TTEE U/A DTD 8/15/2011 Christine H Newman 2011 GRAT |
Common Stock | 58,613 | Indirect | by Richard G Newman TTEE U/A DTD 8/15/2011 Richard G Newman 2011 GRAT |
Common Stock | 170,160 | Indirect | by RGN 2012 Spousal Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $23.94 | 2015-12-01 | 49,141 | 49,141 | Indirect | |
Common Stock | Employee Stock Option | $24.45 | 2016-12-02 | 15,989 | 15,989 | Indirect | |
Common Stock | Employee Stock Option | $25.38 | 2011-03-31 | 2017-05-28 | 14,558 | 14,558 | Indirect |
Common Stock | Employee Stock Option | $28.44 | 2012-03-03 | 2018-03-03 | 13,416 | 13,416 | Indirect |
Common Stock | Restricted Stock Unit | $0.00 | 3,537 | 3,537 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2015-12-01 | 49,141 | 49,141 | Indirect |
2016-12-02 | 15,989 | 15,989 | Indirect |
2017-05-28 | 14,558 | 14,558 | Indirect |
2018-03-03 | 13,416 | 13,416 | Indirect |
3,537 | 3,537 | Direct |
Footnotes
- The sales in this Form 4 were made pursuant to a 10b5-1 trading plan adopted on February 21, 2013.
- This transaction was executed in multiple trades at prices ranging from $32.30 to $33.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option vested in three equal annual installments beginning on December 1, 2009.
- The option vested in three equal annual installments beginning on December 2, 2010.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The restricted stock units vest on March 7, 2014.