Filing Details
- Accession Number:
- 0001209191-13-018629
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-27 17:21:36
- Reporting Period:
- 2013-03-25
- Filing Date:
- 2013-03-27
- Accepted Time:
- 2013-03-27 17:21:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
104777 | Warwick Valley Telephone Co | ALTV | Telephone Communications (No Radiotelephone) (4813) | 141160510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397269 | W Duane Albro | 47 Main Street Po Box 592 Warwick NY 10990 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2013-03-25 | 6,474 | $9.62 | 76,839 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 2,997 | Indirect | 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $10.78 | 2011-09-08 | 2018-09-08 | 15,166 | 15,166 | Direct |
Common Stock | Employee Stock Option (Right to Buy) | $10.02 | 2019-03-20 | 4,051 | 4,051 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $12.88 | 2020-02-23 | 15,816 | 15,816 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $14.85 | 2021-03-09 | 83,010 | 83,010 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $14.38 | 2022-02-24 | 33,711 | 33,711 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-09-08 | 15,166 | 15,166 | Direct |
2019-03-20 | 4,051 | 4,051 | Direct |
2020-02-23 | 15,816 | 15,816 | Direct |
2021-03-09 | 83,010 | 83,010 | Direct |
2022-02-24 | 33,711 | 33,711 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.21 to $9.90. Mr. Albro undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- This option was previously reported by Mr. Albro.
- This option was previously reported by Mr. Albro and is exercisable as follows: 4,052 shares on 3/20/2010, 4,052 shares on 3/20/2011 and 4,051 shares on 3/20/2012, assuming Mr. Albro's continuous employment with the Company.
- This option was previously reported by Mr. Albro and is exercisable as follows: 7,908 shares on 2/23/2011, 7,908 shares on 2/23/2012, and 7,908 shares on 2/23/2013, assuming Mr. Albro's continuous employment with the Company.
- This option was previously reported by Mr. Albro and is exercisable as follows: 27,670 shares on 3/9/2012, 27,670 shares on 3/9/2013, and 27,670 shares on 3/9/2014, assuming Mr. Albro's continuous employment with the Company.
- This option was previously reported by Mr. Albro and is exercisable as follows: 11,237 shares on 2/24/2013, 11,237 shares on 2/24/2014, and 11,237 shares on 2/24/2015, assuming Mr. Albro's continuous employment with the Company.