Filing Details

Accession Number:
0001209191-13-018629
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-27 17:21:36
Reporting Period:
2013-03-25
Filing Date:
2013-03-27
Accepted Time:
2013-03-27 17:21:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
104777 Warwick Valley Telephone Co ALTV Telephone Communications (No Radiotelephone) (4813) 141160510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397269 W Duane Albro 47 Main Street
Po Box 592
Warwick NY 10990
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2013-03-25 6,474 $9.62 76,839 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 2,997 Indirect 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $10.78 2011-09-08 2018-09-08 15,166 15,166 Direct
Common Stock Employee Stock Option (Right to Buy) $10.02 2019-03-20 4,051 4,051 Direct
Common Stock Employee Stock Option (Right to Buy) $12.88 2020-02-23 15,816 15,816 Direct
Common Stock Employee Stock Option (Right to Buy) $14.85 2021-03-09 83,010 83,010 Direct
Common Stock Employee Stock Option (Right to Buy) $14.38 2022-02-24 33,711 33,711 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-09-08 15,166 15,166 Direct
2019-03-20 4,051 4,051 Direct
2020-02-23 15,816 15,816 Direct
2021-03-09 83,010 83,010 Direct
2022-02-24 33,711 33,711 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.21 to $9.90. Mr. Albro undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
  2. This option was previously reported by Mr. Albro.
  3. This option was previously reported by Mr. Albro and is exercisable as follows: 4,052 shares on 3/20/2010, 4,052 shares on 3/20/2011 and 4,051 shares on 3/20/2012, assuming Mr. Albro's continuous employment with the Company.
  4. This option was previously reported by Mr. Albro and is exercisable as follows: 7,908 shares on 2/23/2011, 7,908 shares on 2/23/2012, and 7,908 shares on 2/23/2013, assuming Mr. Albro's continuous employment with the Company.
  5. This option was previously reported by Mr. Albro and is exercisable as follows: 27,670 shares on 3/9/2012, 27,670 shares on 3/9/2013, and 27,670 shares on 3/9/2014, assuming Mr. Albro's continuous employment with the Company.
  6. This option was previously reported by Mr. Albro and is exercisable as follows: 11,237 shares on 2/24/2013, 11,237 shares on 2/24/2014, and 11,237 shares on 2/24/2015, assuming Mr. Albro's continuous employment with the Company.