Filing Details

Accession Number:
0000820318-13-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-03-27 16:48:45
Reporting Period:
2013-03-25
Filing Date:
2013-03-27
Accepted Time:
2013-03-27 16:48:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
945117 J Carl Johnson 18 Windsor Ridge
Frisco TX 75034
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-25 16,000 $9.55 3,690,390 No 4 M Direct
Common Stock Disposition 2013-03-25 16,000 $16.47 3,674,390 No 4 S Direct
Common Stock Acquisiton 2013-03-25 4,300 $10.37 3,678,690 No 4 M Direct
Common Stock Disposition 2013-03-25 4,300 $16.47 3,674,390 No 4 S Direct
Common Stock Acquisiton 2013-03-26 15,700 $10.37 3,690,090 No 4 M Direct
Common Stock Disposition 2013-03-26 15,700 $16.92 3,674,390 No 4 S Direct
Common Stock Acquisiton 2013-03-26 9,000 $10.54 3,683,390 No 4 M Direct
Common Stock Disposition 2013-03-26 9,000 $16.92 3,674,390 No 4 S Direct
Common Stock Acquisiton 2013-03-26 5,300 $13.89 3,679,690 No 4 M Direct
Common Stock Disposition 2013-03-26 5,300 $16.92 3,674,390 No 4 S Direct
Common Stock Disposition 2013-03-26 400 $17.05 3,673,990 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Disposition 2013-03-25 16,000 $0.00 16,000 $9.55
Common Stock Option (Right to buy) Disposition 2013-03-25 4,300 $0.00 4,300 $10.37
Common Stock Option (Right to buy) Disposition 2013-03-26 15,700 $0.00 15,700 $10.37
Common Stock Option (Right to buy) Disposition 2013-03-26 9,000 $0.00 9,000 $10.54
Common Stock Option (Right to buy) Disposition 2013-03-26 5,300 $0.00 5,300 $13.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-31 No 4 M Direct
15,700 2013-05-31 No 4 M Direct
0 2013-05-31 No 4 M Direct
0 2013-05-31 No 4 M Direct
17,700 2013-05-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,454,128 Indirect By Spouse
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $16.32 to $16.58. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. Represents the weighted average of multiple sales transactions ranging in price from $16.56 to $17.03. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. The reporting person disclaims beneficial ownership of shares owned by his spouse.
  4. The option vested in five equal annual installments beginning on 2/24/06.
  5. The option vested in five equal annual installments beginning on 8/12/07.
  6. The option vested in five equal annual installments beginning on 8/31/07.
  7. The option vested in five equal annual installments beginning on 8/11/08.