Filing Details
- Accession Number:
- 0000820318-13-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-27 16:48:45
- Reporting Period:
- 2013-03-25
- Filing Date:
- 2013-03-27
- Accepted Time:
- 2013-03-27 16:48:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
945117 | J Carl Johnson | 18 Windsor Ridge Frisco TX 75034 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-25 | 16,000 | $9.55 | 3,690,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-25 | 16,000 | $16.47 | 3,674,390 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-25 | 4,300 | $10.37 | 3,678,690 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-25 | 4,300 | $16.47 | 3,674,390 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-26 | 15,700 | $10.37 | 3,690,090 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-26 | 15,700 | $16.92 | 3,674,390 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-26 | 9,000 | $10.54 | 3,683,390 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-26 | 9,000 | $16.92 | 3,674,390 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-26 | 5,300 | $13.89 | 3,679,690 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-26 | 5,300 | $16.92 | 3,674,390 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-26 | 400 | $17.05 | 3,673,990 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to buy) | Disposition | 2013-03-25 | 16,000 | $0.00 | 16,000 | $9.55 |
Common Stock | Option (Right to buy) | Disposition | 2013-03-25 | 4,300 | $0.00 | 4,300 | $10.37 |
Common Stock | Option (Right to buy) | Disposition | 2013-03-26 | 15,700 | $0.00 | 15,700 | $10.37 |
Common Stock | Option (Right to buy) | Disposition | 2013-03-26 | 9,000 | $0.00 | 9,000 | $10.54 |
Common Stock | Option (Right to buy) | Disposition | 2013-03-26 | 5,300 | $0.00 | 5,300 | $13.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-05-31 | No | 4 | M | Direct | |
15,700 | 2013-05-31 | No | 4 | M | Direct | |
0 | 2013-05-31 | No | 4 | M | Direct | |
0 | 2013-05-31 | No | 4 | M | Direct | |
17,700 | 2013-05-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,454,128 | Indirect | By Spouse |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $16.32 to $16.58. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- Represents the weighted average of multiple sales transactions ranging in price from $16.56 to $17.03. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by his spouse.
- The option vested in five equal annual installments beginning on 2/24/06.
- The option vested in five equal annual installments beginning on 8/12/07.
- The option vested in five equal annual installments beginning on 8/31/07.
- The option vested in five equal annual installments beginning on 8/11/08.