Filing Details

Accession Number:
0001096906-13-000377
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-03-26 19:27:17
Reporting Period:
2012-12-31
Filing Date:
2013-03-26
Accepted Time:
2013-03-26 18:27:17
Original Submission Date:
2013-03-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318673 Security National Financial Corp SNFCA Finance Services (6199) 870345941
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1298096 G Norman Wilbur 11825 Lampwick Lane
Frisco TX 75035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-12-31 6,078 $1.23 0 No 4 M Direct
Class A Common Stock Acquisiton 2012-12-31 1,216 $1.16 0 No 4 M Direct
Class A Common Stock Acquisiton 2012-12-31 1,103 $1.66 0 No 4 M Direct
Class A Common Stock Disposition 2012-12-31 600 $8.72 9,652 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2006-12-07 1,340 $3.96 1,340 $3.96
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2007-12-07 1,277 $2.94 1,277 $2.94
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2008-03-31 3,039 $3.17 3,039 $3.17
Class A Common Stock Director Stock Option (right to buy) Disposition 2008-12-05 6,077 $1.23 6,077 $1.23
Class A Common Stock Director Stock Option (right to buy) Disposition 2008-12-07 1,216 $1.16 1,216 $1.16
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2009-12-04 5,789 $3.04 5,789 $3.04
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2009-12-07 1,158 $3.04 1,158 $3.04
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2010-12-03 5,513 $1.66 5,513 $1.66
Class A Common Stock Director Stock Option (right to buy) Disposition 2010-12-07 1,103 $1.66 1,103 $1.66
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2011-12-02 5,250 $1.24 5,250 $1.24
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2011-12-07 1,050 $1.24 1,050 $1.24
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-04-13 5,000 $1.56 5,000 $1.56
Class A Common Stock Director Stock Option (right to buy) Acquisiton 2012-12-07 1,000 $7.42 1,000 $7.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,340 2007-12-07 2016-12-07 No 4 A Direct
1,277 2008-12-07 2017-12-07 No 4 A Direct
3,039 2009-03-31 2018-03-31 No 4 A Direct
0 2009-12-05 2018-12-05 No 4 M Direct
0 2009-12-07 2018-12-07 No 4 M Direct
5,789 2010-03-04 2019-12-04 No 4 A Direct
1,158 2010-03-07 2019-12-07 No 4 A Direct
5,513 2011-03-03 2020-12-03 No 4 A Direct
0 2011-03-07 2020-12-07 No 4 M Direct
5,250 2012-03-02 2021-12-02 No 4 A Direct
1,050 2011-03-07 2021-12-07 No 4 A Direct
5,000 2012-07-13 2022-04-13 No 4 A Direct
1,000 2013-03-07 2022-12-07 No 4 A Direct
Footnotes
  1. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012.
  2. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012
  3. This option was originally reported as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012
  4. This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012
  5. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009 and February 5, 2010, February 4, 2011 and February 3, 2012.
  6. This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012.
  7. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012.
  8. This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012.
  9. This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012.
  10. This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 3, 2012. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 2, 2012, until such shares are fully vested.
  11. This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 3, 2012. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 7, 2012, until such shares are fully vested.
  12. This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on July 13, 2012, until such shares are fully vested.
  13. This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 7, 2013, until such shares are fully vested.