Filing Details
- Accession Number:
- 0001096906-13-000377
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-03-26 19:27:17
- Reporting Period:
- 2012-12-31
- Filing Date:
- 2013-03-26
- Accepted Time:
- 2013-03-26 18:27:17
- Original Submission Date:
- 2013-03-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298096 | G Norman Wilbur | 11825 Lampwick Lane Frisco TX 75035 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-12-31 | 6,078 | $1.23 | 0 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2012-12-31 | 1,216 | $1.16 | 0 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2012-12-31 | 1,103 | $1.66 | 0 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2012-12-31 | 600 | $8.72 | 9,652 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2006-12-07 | 1,340 | $3.96 | 1,340 | $3.96 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2007-12-07 | 1,277 | $2.94 | 1,277 | $2.94 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2008-03-31 | 3,039 | $3.17 | 3,039 | $3.17 |
Class A Common Stock | Director Stock Option (right to buy) | Disposition | 2008-12-05 | 6,077 | $1.23 | 6,077 | $1.23 |
Class A Common Stock | Director Stock Option (right to buy) | Disposition | 2008-12-07 | 1,216 | $1.16 | 1,216 | $1.16 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2009-12-04 | 5,789 | $3.04 | 5,789 | $3.04 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2009-12-07 | 1,158 | $3.04 | 1,158 | $3.04 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2010-12-03 | 5,513 | $1.66 | 5,513 | $1.66 |
Class A Common Stock | Director Stock Option (right to buy) | Disposition | 2010-12-07 | 1,103 | $1.66 | 1,103 | $1.66 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2011-12-02 | 5,250 | $1.24 | 5,250 | $1.24 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2011-12-07 | 1,050 | $1.24 | 1,050 | $1.24 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2012-04-13 | 5,000 | $1.56 | 5,000 | $1.56 |
Class A Common Stock | Director Stock Option (right to buy) | Acquisiton | 2012-12-07 | 1,000 | $7.42 | 1,000 | $7.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,340 | 2007-12-07 | 2016-12-07 | No | 4 | A | Direct |
1,277 | 2008-12-07 | 2017-12-07 | No | 4 | A | Direct |
3,039 | 2009-03-31 | 2018-03-31 | No | 4 | A | Direct |
0 | 2009-12-05 | 2018-12-05 | No | 4 | M | Direct |
0 | 2009-12-07 | 2018-12-07 | No | 4 | M | Direct |
5,789 | 2010-03-04 | 2019-12-04 | No | 4 | A | Direct |
1,158 | 2010-03-07 | 2019-12-07 | No | 4 | A | Direct |
5,513 | 2011-03-03 | 2020-12-03 | No | 4 | A | Direct |
0 | 2011-03-07 | 2020-12-07 | No | 4 | M | Direct |
5,250 | 2012-03-02 | 2021-12-02 | No | 4 | A | Direct |
1,050 | 2011-03-07 | 2021-12-07 | No | 4 | A | Direct |
5,000 | 2012-07-13 | 2022-04-13 | No | 4 | A | Direct |
1,000 | 2013-03-07 | 2022-12-07 | No | 4 | A | Direct |
Footnotes
- This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $5.31 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 9, 2007, February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012.
- This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.75 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 8, 2008, February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012
- This option was originally reported as an option for 2,500 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012
- This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.50 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009, February 5, 2010, February 4, 2011 and February 3, 2012
- This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.41 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2009 and February 5, 2010, February 4, 2011 and February 3, 2012.
- This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012.
- This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $3.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 5, 2010, February 4, 2011 and February 3, 2012.
- This option was originally reported as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012.
- This option was originally reported as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.83 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 4, 2011 and February 3, 2012.
- This option was granted on December 2, 2011 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.30 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 plan to reflect a 5% stock dividend paid on February 3, 2012. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 2, 2012, until such shares are fully vested.
- This option was granted on December 7, 2011 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.24 per share, but adjusted pursuant to the anti-dilution provisions of the 2006 Plan to reflect a 5% stock dividend paid on February 3, 2012. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 7, 2012, until such shares are fully vested.
- This option was granted on April 13, 2012 as an option for 5,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $1.56 per share. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on July 13, 2012, until such shares are fully vested.
- This option was granted on December 7, 2012 as an option for 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share. This option vests in four equal quarterly installments of Class A Common Stock over a one year period, beginning on March 7, 2013, until such shares are fully vested.