Filing Details
- Accession Number:
- 0001209191-13-018491
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-03-26 18:13:45
- Reporting Period:
- 2013-03-25
- Filing Date:
- 2013-03-26
- Accepted Time:
- 2013-03-26 18:13:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043000 | Capital Senior Living Corp | CSU | Services-Nursing & Personal Care Facilities (8050) | 752678809 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1257205 | N Keith Johannessen | 14160 Dallas Parkway Suite 300 Dallas TX 75254 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-03-25 | 42,374 | $6.30 | 400,201 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-25 | 42,374 | $26.46 | 357,827 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-03-26 | 14,166 | $6.30 | 371,993 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-03-26 | 11,958 | $26.61 | 360,035 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-03-26 | 2,208 | $26.29 | 357,827 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option (right to purchase) | Disposition | 2013-03-25 | 42,374 | $0.00 | 42,374 | $6.30 |
Common Stock | Common Stock Option (right to purchase) | Disposition | 2013-03-26 | 14,166 | $0.00 | 14,166 | $6.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,166 | 2013-12-03 | No | 4 | M | Direct | |
0 | 2013-12-03 | No | 4 | M | Direct |
Footnotes
- The total number of shares reported corrects a de minimis error in the reporting person's previous Form 4 filed on March 8, 2013 (the "Prior Form 4"). The Prior Form 4 reported the forfeiture of 1,038 shares of performance-based restricted stock when in actuality 1,039 shares of performance-based restricted stock were forfeited.
- A portion of the sale proceeds will be used by the reporting person to satisfy tax liabilities. As indicated in the table above, the options were scheduled to expire on December 3, 2013 if not exercised prior to such date.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.45 to $26.52, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options vested in three installments of 33%, 33% and 34% on December 4, 2004, December 4, 2005 and December 4, 2006, respectively.
- Granted on December 4, 2003 pursuant to the Capital Senior Living Corporation 1997 Omnibus Stock Incentive Plan.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.50 to $26.77, inclusive. The reporting person undertakes to provide Capital Senior Living Corporation, any stockholder of Capital Senior Living Corporation, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.